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FINRA Registration and Disclosure Boot Camp
May 17, 2018 - May 18, 2018
The FINRA Registration and Disclosure Boot Camp is beneficial to those who are new to reporting Disclosure information in Web CRD or those who want to receive refresher training and reporting tips. The training will offer practical and comprehensive training on disciplinary events and hot topics in the RAD Department.
This training session is intended for compliance/registration staff of broker-dealers, investment advisers or third-party vendors with entitlement to Web CRD/IARD. If you are neither associated with a broker-dealer or investment adviser firm nor otherwise already entitled to Web CRD/IARD, please contact FINRA at email@example.com so we can better assess your specific CRD training needs.
There are three ways to register: online, fax, or mail.
Online registration is for credit card transactions only.
|**May 17 – 18, 2018
9509 Key West Ave.
Rockville, MD 20850