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FINRA Registration and Disclosure Boot Camp

September 26, 2018 - September 27, 2018

The FINRA Registration and Disclosure Boot Camp is beneficial to those who are new to reporting Disclosure information in Web CRD or those who want to receive refresher training and reporting tips. The training will offer practical and comprehensive training on disciplinary events and hot topics in the RAD Department.

This training session is intended for compliance/registration staff of broker-dealers, investment advisers or third-party vendors with entitlement to Web CRD/IARD. If you are neither associated with a broker-dealer or investment adviser firm nor otherwise already entitled to Web CRD/IARD, please contact FINRA at webcrd@finra.org so we can better assess your specific CRD training needs.

There are three ways to register: online, fax, or mail.

Online Registration

Online registration is for credit card transactions only

Dates Fee Location
**May 17 – 18, 2018

  • May 17
    8:00 a.m. to 4:30 p.m., Eastern Time (ET)
  • May 18
    8:30 a.m. to 3:00 p.m., ET

Register Here

$600* FINRA
9509 Key West Ave.
Rockville, MD 20850
***September 26 – 27, 2018

  • September 26
    8:00 a.m. to 4:30 p.m., ET
  • September 27
    8:30 a.m. to 3:00 p.m., ET

Register Here

$600* FINRA
9509 Key West Ave.
Rockville, MD 20850

 

 

 

 

 

Details

Start:
September 26, 2018
End:
September 27, 2018
Event Category:
Event Tags:
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Website:
www.finra.org

Organizer

FINRA
Website:
www.finra.org

Venue

FINRA
9509 Key West Avenue
Rockville, MD 20850 United States
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Website:
www.finra.org
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