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FINRA Revises the Series 4 Examination Program

September 28, 2015

FINRA periodically reviews the content of qualification examinations

to determine whether revisions are necessary or appropriate in view of

changes—including changes to the laws, rules and regulations—pertaining

to the subject matter the examinations cover. Based on this review process,

FINRA has revised the Registered Options Principal (Series 4) examination program.

The changes are reflected in the Series 4 content outline on FINRA’s website

and will appear in Series 4 examinations administered on or after September

September 28, 2015.

To read the full notice, click here.


September 28, 2015
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