Effective Date of Revised Series 9/10 Examination

FINRA has revised the General Securities Sales Supervisor (Series 9/10) examination program. The changes are reflected in the Series 9/10 content outline on FINRA’s website. The changes will appear in Series 9/10 examinations administered on or after March 7, 2016.  For more information related to the changes, click -Regulatory Notice 16-02