FINRA Rule 4210 Implementation

The December 2017 compliance deadline for FINRA’s margin collection requirements for TBAs and other Agency MBS is fast approaching.

Join SIFMA for a Securitization Spotlight Session on April 19 to review how critical aspects of the rule are affecting business almost a year into the implementation process. The program will feature industry speakers discussing their successes and struggles, including those related to risk limits, revision of documentation and internal systems builds.