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FINRA & SIFMA: Cybersecurity Conference

February 4, 2015

The frequency and sophistication of cybersecurity attacks are increasing, and
combating these threats remains a priority for regulators and firms.
That’s why FINRA and SIFMA are joining forces to host a full-day conference dedicated
to discussing important issues around cybersecurity. The program is intended to
foster a culture of risk management and protection from cyber threats for financial
institutions and their clients, and will address the latest regulatory developments
and guidance.

8:00 a.m. – 5:00 p.m. Cyber Solutions Exhibit Open
Showcase of technology companies with emerging or established
cyber threat solutions.

8:00 a.m. – 9:00 a.m. Registration & Breakfast

9:00 a.m.– 9:20 a.m. Welcome Remarks
• Kenneth Bentsen, Jr., President, Chief Executive Officer, SIFMA
• Steve Randich, Executive Vice President, Chief Information Officer,

9:20 a.m. – 10:00 a.m. Keynote Address
• Stephen Russell, Practice Leader, Cyber & Technology Risk
Management, PricewaterhouseCoopers LLP

10:00 a.m. – 10:10 a.m. Break

10:10 a.m. – 11:00 a.m. Session 1: Establishing Cybersecurity Risk Management
and Governance
This session reviews two broad themes: a risk-management-based
approach to cybersecurity and cybersecurity governance.

Panelists discuss the benefit of the National Institute of Standards and
Technology (NIST) Framework in developing a cybersecurity
program, the roles and responsibilities of Boards and executive
management regarding assessing risk tolerance, and
different approaches firms can take to address cybersecurity

• Karl Schimmeck, Managing Director, Financial Services Operations,

• Zulfi Ahmed, Senior Vice President IT Risk, Global Chief Information
Security Officer, MetLife
• Patrick Cox, Senior Vice President for Infrastructure Risk
Management and Chief Privacy Officer, LPL Financial
• Lisa Roth, President, Monahan & Roth LLC

Please use this link for more information: www.finra.org/Industry/Education/ConferencesEvents/Cybersecurity/index.htm


February 4, 2015
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