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FINRA South Region Compliance Seminar

November 20, 2014

2014 FINRA South Region Compliance Seminar
November 20 – 21, 2014
Fort Lauderdale, FL
Marriott Harbor Beach

Registration is now open for the FINRA South Region Compliance Seminar. The One-and-a-half-day event provides compliance and legal professionals an opportunity to discuss important regulatory and compliance issues and solutions with industry peers and regulators. Throughout the event, FINRA staff from the Atlanta, Boca Raton, Dallas and New Orleans District Offices and other FINRA senior staff are available to discuss matters of interest with you.


November 20, 2014
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