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FINRA Webinar—Suitability: Findings and Industry Practices

October 8, 2013

FINRA’s next free webinar is on October 8, 2013, at 1 p.m. (ET). During the 60-minute program FINRA staff and industry experts will discuss the implementation of the suitability rule and highlight examination methodology, common findings and effective industry practices for complying with the rule.

Visit the FINRA website for more information and to register.

Details

Date:
October 8, 2013
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