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FINRA and the Wharton School offer CRCP Program

November 3, 2014

FINRA and the Wharton School offer the Certified Regulatory and Compliance Professional (CRCP) Program—an executive education experience that covers the theory and practical application of securities laws and regulation through intensive instruction, discussion and case studies. The program is comprised of two weeklong residential courses at the Wharton campus in Philadelphia.

Week I – August 11 – 15, 2014
Week 1 topics include securities law and regulatory structure, federal antifraud rules, suitability and supervision, financial products, professional conduct and ethics, among others.

Week II – November 3 – 7, 2014

Week II topics include market regulation, insider trading, suitability, anti-money laundering, books and records and reporting requirements, communications with the public, and the Dodd-Frank Act, among others.

Register by January 7, 2014 to take advantage of lower registration rates.


November 3, 2014
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