Firm Gateway Information Requests System Enhancement

On June 24, FINRA enhances the Request Manager system, part of the Information Requests tab in Firm Gateway, with a new file upload process. The new file uploader is optimized for Internet Explorer (IE) 10 and up, Chrome, Firefox and Safari. Users with older browsers will still be able to upload files to FINRA but will experience longer upload times. FINRA strongly recommends that users avoid using older browsers, such as IE7, IE8 and IE9 for performance and security reasons. Additional information, including training resources, is available on the Request Manager page.

In addition, in the next few weeks, FINRA will begin publishing Blue Sheet requests to the Firm Gateway, giving firms the option to respond to Blue Sheet requests via the Request Manager interface.