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Last Day to submit Form Filings prior to year-end

December 27, 2014

Web CRD/IARD are available from 8 am to 6 pm ET.

Note: FINRA will be closed Saturday, December 27 and FINRA staff support is unavailable.  Therefore, Forms U4 and BD filing/deficiencies will not be manually reviewed by staff until full system functionality resumes on Jan. 2, 2015.


December 27, 2014
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