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X-WR-CALDESC:Events for LeGaye Law Firm
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DTSTART;VALUE=DATE:20260302
DTEND;VALUE=DATE:20260303
DTSTAMP:20260411T183100
CREATED:20250121T170347Z
LAST-MODIFIED:20250121T170347Z
UID:7218-1772409600-1772495999@www.legayelaw.com
SUMMARY:Annual Audit Filing Due Date (Period Ending 12/31/2025)
DESCRIPTION:SEC Rule 17a-5(d) requires that FINRA member firms to file an Annual Audited Report electronically with FINRA through the firm Gateway and with the SEC (main office and regional office) via mail or overnight carrier not more than 60-calendar days after the date selected for their fiscal year end. The Annual Audit must also be filed with the state regulators\, where required. To be a valid filing\, the Annual Audit must be physically received by FINRA\, the SEC and the state regulators by the due date. (Note: if the Annual Audit cannot be completed by the due date a request for extension to the Annual Audit due date must be made in writing to the FINRA District Office 3 business days prior to the due date).
URL:https://www.legayelaw.com/calendar/annual-audit-filing-due-date-period-ending-12-31-2025/
CATEGORIES:Regulatory Financial
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DTSTART;VALUE=DATE:20260302
DTEND;VALUE=DATE:20260303
DTSTAMP:20260411T183100
CREATED:20250121T173902Z
LAST-MODIFIED:20250121T173902Z
UID:7232-1772409600-1772495999@www.legayelaw.com
SUMMARY:SIPC 6 Assessment (Fiscal year ending July 31\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue\, as defined by the SIPC By Laws Article VI\, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-6-assessment-fiscal-year-ending-july-31-2025/
CATEGORIES:Regulatory Financial
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20260302
DTEND;VALUE=DATE:20260303
DTSTAMP:20260411T183100
CREATED:20250121T185458Z
LAST-MODIFIED:20250121T185458Z
UID:7267-1772409600-1772495999@www.legayelaw.com
SUMMARY:SIPC 7 Assessment (Fiscal year ending December 31\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue as defined by the SIPC By Laws Article VI. The SIPC 7 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-7-assessment-fiscal-year-ending-december-31-2025/
CATEGORIES:Regulatory Financial
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DTSTART;VALUE=DATE:20260402
DTEND;VALUE=DATE:20260403
DTSTAMP:20260411T183100
CREATED:20250121T174019Z
LAST-MODIFIED:20250121T174019Z
UID:7234-1775088000-1775174399@www.legayelaw.com
SUMMARY:SIPC 6 Assessment (Fiscal year ending August 31\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue\, as defined by the SIPC By Laws Article VI\, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-6-assessment-fiscal-year-ending-august-31-2025/
CATEGORIES:Regulatory Financial
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20260429
DTEND;VALUE=DATE:20260430
DTSTAMP:20260411T183100
CREATED:20250121T174203Z
LAST-MODIFIED:20250121T174203Z
UID:7236-1777420800-1777507199@www.legayelaw.com
SUMMARY:SIPC 6 Assessment (Fiscal year ending September 30\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue\, as defined by the SIPC By Laws Article VI\, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-6-assessment-fiscal-year-ending-september-30-2025/
CATEGORIES:Regulatory Financial
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20260512
DTEND;VALUE=DATE:20260515
DTSTAMP:20260411T183100
CREATED:20250819T185511Z
LAST-MODIFIED:20250819T185511Z
UID:7440-1778544000-1778803199@www.legayelaw.com
SUMMARY:2026 FINRA Annual Conference
DESCRIPTION:The Annual Conference provides the opportunity for practitioners\, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers a broad range of topics including regulatory compliance\, risk management\, crypto asset developments\, trends and threats in financial crimes and the evolution of branch office inspections\, among others.
URL:https://www.legayelaw.com/calendar/2026-finra-annual-conference/
LOCATION:Washington\, D.C.\, Washington\, DC\, United States
CATEGORIES:Conferences
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DTSTART;VALUE=DATE:20260601
DTEND;VALUE=DATE:20260602
DTSTAMP:20260411T183100
CREATED:20250121T174627Z
LAST-MODIFIED:20250121T174627Z
UID:7238-1780272000-1780358399@www.legayelaw.com
SUMMARY:SIPC 6 Assessment (Fiscal year ending October 31\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue\, as defined by the SIPC By Laws Article VI\, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-6-assessment-fiscal-year-ending-october-31-2025/
CATEGORIES:Regulatory Financial
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20260629
DTEND;VALUE=DATE:20260630
DTSTAMP:20260411T183100
CREATED:20250121T174727Z
LAST-MODIFIED:20250121T174727Z
UID:7240-1782691200-1782777599@www.legayelaw.com
SUMMARY:SIPC 6 Assessment (Fiscal year ending November 30\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue\, as defined by the SIPC By Laws Article VI\, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-6-assessment-fiscal-year-ending-november-30-2025/
CATEGORIES:Regulatory Financial
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20260703
DTEND;VALUE=DATE:20260704
DTSTAMP:20260411T183100
CREATED:20250121T175008Z
LAST-MODIFIED:20250121T175008Z
UID:7242-1783036800-1783123199@www.legayelaw.com
SUMMARY:SIPC 6 Assessment (Fiscal year ending December 31\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue\, as defined by the SIPC By Laws Article VI\, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-6-assessment-fiscal-year-ending-december-31-2025/
CATEGORIES:Regulatory Financial
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