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X-ORIGINAL-URL:https://www.legayelaw.com
X-WR-CALDESC:Events for LeGaye Law Firm
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DTSTART;VALUE=DATE:20260512
DTEND;VALUE=DATE:20260515
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UID:7440-1778544000-1778803199@www.legayelaw.com
SUMMARY:2026 FINRA Annual Conference
DESCRIPTION:The Annual Conference provides the opportunity for practitioners\, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers a broad range of topics including regulatory compliance\, risk management\, crypto asset developments\, trends and threats in financial crimes and the evolution of branch office inspections\, among others.
URL:https://www.legayelaw.com/calendar/2026-finra-annual-conference/
LOCATION:Washington\, D.C.\, Washington\, DC\, United States
CATEGORIES:Conferences
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DTSTART;VALUE=DATE:20260601
DTEND;VALUE=DATE:20260602
DTSTAMP:20260411T183058
CREATED:20250121T174627Z
LAST-MODIFIED:20250121T174627Z
UID:7238-1780272000-1780358399@www.legayelaw.com
SUMMARY:SIPC 6 Assessment (Fiscal year ending October 31\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue\, as defined by the SIPC By Laws Article VI\, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-6-assessment-fiscal-year-ending-october-31-2025/
CATEGORIES:Regulatory Financial
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DTSTART;VALUE=DATE:20260629
DTEND;VALUE=DATE:20260630
DTSTAMP:20260411T183058
CREATED:20250121T174727Z
LAST-MODIFIED:20250121T174727Z
UID:7240-1782691200-1782777599@www.legayelaw.com
SUMMARY:SIPC 6 Assessment (Fiscal year ending November 30\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue\, as defined by the SIPC By Laws Article VI\, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-6-assessment-fiscal-year-ending-november-30-2025/
CATEGORIES:Regulatory Financial
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DTSTART;VALUE=DATE:20260703
DTEND;VALUE=DATE:20260704
DTSTAMP:20260411T183058
CREATED:20250121T175008Z
LAST-MODIFIED:20250121T175008Z
UID:7242-1783036800-1783123199@www.legayelaw.com
SUMMARY:SIPC 6 Assessment (Fiscal year ending December 31\, 2025)
DESCRIPTION:Members of SIPC are required to pay an assessment on Net Operating Revenue\, as defined by the SIPC By Laws Article VI\, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.
URL:https://www.legayelaw.com/calendar/sipc-6-assessment-fiscal-year-ending-december-31-2025/
CATEGORIES:Regulatory Financial
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