SIPC 6 Assessment (Fiscal year ending July 31, 2025)
2026-03-02
Members of SIPC are required to pay an assessment on Net Operating Revenue, as defined by the SIPC By Laws Article VI, for the first half of each fiscal year. The SIPC 6 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.

SIPC 7 Assessment (Fiscal year ending December 31, 2025)
2026-03-02
Members of SIPC are required to pay an assessment on Net Operating Revenue as defined by the SIPC By Laws Article VI. The SIPC 7 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.

SIPC 6 Assessment (Fiscal year ending August 31, 2025)
2026-04-02

SIPC 6 Assessment (Fiscal year ending September 30, 2025)
2026-04-29

2026 FINRA Annual Conference
2026-05-12 - 2026-05-14 | Washington, D.C., Washington, DC, United States
The Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers a broad range of topics including regulatory compliance, risk management, crypto asset developments, trends and threats in financial crimes and the evolution of branch office inspections, among others.

SIPC 6 Assessment (Fiscal year ending October 31, 2025)
2026-06-01

SIPC 6 Assessment (Fiscal year ending November 30, 2025)
2026-06-29

SIPC 6 Assessment (Fiscal year ending December 31, 2025)
2026-07-03
