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Monthly Net Capital Computation (Month ending 7/31/2021)

August 24

In accordance with SEC Rule 15c3-1, each broker/dealer registered pursuant to section 15 of the Act must have evidence of the computation of net capital monthly. That computation should be completed and approved by the FINOP within 17 business days after the end of each month.

Details

Date:
August 24
Event Category:
Event Tags:
Website:
https://www.law.cornell.edu/cfr/text/17/240.17a-5

Organizer

FINRA
Website:
www.finra.org
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