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MSRB Request for Approval from SEC of proposed Rule G-44 has been published in the Federal Register
August 6, 2014
The Municipal Securities Rulemaking Board’s (MSRB) request for approval from the Securities and Exchange Commission (SEC) of proposed MSRB Rule G-44, on supervision and compliance obligations of municipal advisors, and related amendments to MSRB Rules G-8 and G-9 has been published in the Federal Register.
Read the notice of publication in the Federal Register. Read the MSRB’s regulatory notice of its rule filing. Read the rule filing. The deadline for submitting comments to the SEC is August 26, 2014.