Tel: 281.367.2454
Menu
Skip to content
Home
About
Mission Statement
Core Values
Directory
Practice Areas
Broker Dealer Counsel
FINRA Registration Services
Broker-Dealer Registration Services
Risk Assessments
Anti-Money Laundering
Written Policies
Financial Industry Contracts
Client Disclosure Documents
Regulatory Inquiries
Financial Services
Distribution and Due Diligence
Ongoing Compliance Services
Investment Adviser Counsel
RIA Registration
Risk Assessments
Regulatory Inquiries
Other Services
Contracts and Agreements
Written Policies
Client Disclosure Documents
Corporate Organization
Resources
Compliance Resources
July Compliance Calendar
Resource Forms and Documents
News/Commentary
Legal Alerts
Comment Letters
Presentations
White Papers
Press & Media
Contact Us
Email Us
Make a Payment
Tel: 281.367.2454
Search for:
« All Events
This event has passed.
Quarterly Form Custody Filing Due Q3 2016
October 25, 2016
«
SIFMA Internal Auditors Society (IAS) Annual Conference
SIFMA Social Media Conference
»
Firms are required to file Form Custody pursuant to SEA Rule 17a-5(a)(5).
Add to calendar
Google Calendar
iCalendar
Outlook 365
Outlook Live
Details
Date:
October 25, 2016
Event Category:
Compliance
Copyright© 2025 The LeGaye Law Firm P.C.