Loading Events

« All Events

  • This event has passed.

Quarterly SSOI Supplemental FOCUS Information (Quarter ending 09/30/2018)

October 29, 2018

FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

finra.complinet.com/en/display/display.html

Details

Date:
October 29, 2018
Event Category:
Event Tags:
Website:
www.finra.org
Copyright© 2024 The LeGaye Law Firm P.C.