Loading Events

« All Events

  • This event has passed.

Quarterly Supplemental FOCUS Information (SSOI) for Quarter ending 9/30/19. FINRA Rule 4524

October 29, 2019

FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

Copyright© 2024 The LeGaye Law Firm P.C.