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SEC Approves a Limited Exception from FINRA Rule 5131(b)

Name: SEC Approves a Limited Exception from FINRA Rule 5131(b)
Start: 2014-02-03T00:00:00-06:00
End: 2014-02-03T23:59:59-06:00

February 3, 2014

13-43: SEC Approves a Limited Exception From FINRA Rule 5131(b) to Permit Firms to Rely Upon a Written Representation From Certain Unaffiliated Private Funds; Effective Date: February 3, 2014

Details

Date:: February 3, 2014