Short Interest Reporting Due Date for 12/31/2018

FINRA requires firms to report short interest positions in all customer and proprietary accounts in all equity securities twice a month.

Questions

• Questions regarding the information that firms need to file can be directed to the appropriate District Office.
• Questions regarding system requirements, file uploads and related submission problems should be directed to (800) 321-6273.
• Business questions regarding the short interest reporting deadlines should be directed to Yvonne Huber at (240) 386-5034, Jocelyn Mello-Gibbon at (240) 386-5091 or Lauren Zito at (240) 386-5432.