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SIFMA Compliance & Legal Society Regional Seminar
August 4, 2016
Join SIFMA members at the C & L Society Regional Conference on August 4 hosted at the Charles Schwab Conference Center in San Francisco. This one day seminar will feature presentations by leading securities regulators and industry professionals. The Charles Schwab Center is located at 211 Main Street, San Francisco, CA 94105.
Discussion topics will include:
- A Discussion of the Current Political Landscape
- Litigation and Arbitration Update
- DOL Fiduciary Standard
- Compliance and Risk Management: Two Sides of the Same Coin
- Regulatory Priorities