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SIFMA Ethics Seminar

October 28, 2014

Join SIFMA and SIFMA’s Compliance & Legal Society at an Ethics Seminar for financial services lawyers. Top industry professionals will discuss a range of topics, including: the SEC and CFTC ethics rules, internal investigations, privilege issues, client relationships, and much more.

Learn more about the ethical issues impacting the industry and satisfy all your ethics credit at this half-day event! Credits will also be available to webinar participants that follow the required guidelines.

Following the seminar, continue the conversation with your peers at a networking reception.

Early Bird Registration Rates

  • Member Firms
    $295 per registrant
  • Non-Member Firms
    $395 per registrant

Register ›


October 28, 2014
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