- This event has passed.
SIFMA Financial Management Society: Fundamental Training – Net Cap & Customer Protection
March 28, 2018
Join the FMS for a fundamental training, where participants can hear from industry participants on the following topics:
- Discover the origins of Broker/Dealer Financial Responsibility Rules
- Determination of Net Capital
- Overview of Customer Protection
- Learn the requirements for Protection of Customer and PAB Portfolios
- Understand the Preparation of Customer and PAB Reserve Requirement