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SIFMA Submits Comments to the Securities and Exchange Commission on FINRA’s Arbitrator Definition
July 25, 2014
SIFMA Submits Comments to the Securities and Exchange Commission on FINRA’s Arbitrator Definition:
SIFMA supported the proposal, claiming, “the dual components of the Proposal thus collectively ensure a balanced approach to arbitrator classifications, and fair treatment of all parties to FINRA arbitration. For these same reasons, the Proposal should also help address and improve perceptions of fairness of the forum, including among claimants, respondents, regulators, and third-party observers of the forum, among others.” Comment Letter