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SIPC 7 Assessment (Fiscal year ending November 30, 2021)

January 29, 2022

Members of SIPC are required to pay an assessment on Net Operating Revenue as defined by the SIPC By Laws Article VI. The SIPC 7 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation no later than 60 days after the fiscal year end of the SIPC Member.

Details

Date:
January 29, 2022
Event Category:
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Website:
https://www.sipc.org/for-members/filing-forms

Organizer

FINRA
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