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SIPC Assessments (Year ending July 31, 2012) SIPC 7

Name: SIPC Assessments (Year ending July 31, 2012) SIPC 7
Start: 2012-09-29T00:00:00-05:00
End: 2012-09-29T23:59:59-05:00

September 29, 2012

Members of SIPC are required to pay an assessment of .0025 of SIPC Net Operating Revenue as defined by the SIPC By Laws Article VI. The SIPC 7 General Assessment Reconciliation is to be filed by all members of the Securities Investor Protection Corporation for the each fiscal year, due no later than 60 days after the end of that period.

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Date:: September 29, 2012