Quarterly Form Custody (Quarter ended 9/30/2024)
A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.
8 events found.
Form Custody Filings
Events
-
-
-
-
Quarterly Form Custody (Quarter ended 12/31/2024)
A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.
-
-
Quarterly Form Custody (Quarter ended 3/31/2025)
A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.
-
-
Quarterly Form Custody (Quarter ended 6/30/2025)
A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.
-
-
Quarterly Form Custody (Quarter ended 9/30/2025)
A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.
-
-
Quarterly Form Custody (Quarter ended 12/31/2025)
A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.
-
-
Quarterly Form Custody (Quarter ended 3/31/2026)
A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.
-
-
Quarterly Form Custody (Quarter ended 6/30/2026)
A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.