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UID:7970-1767225600-1767311999@www.legayelaw.com
SUMMARY:MSRB First Day of Form A-12 Annual Affirmation Period
DESCRIPTION:Each January\, MSRB registrants (municipal securities dealers and municipal advisors) must verify and\, if necessary\, update the MSRB registration information provided in Form A-12. MSRB Rule A-12 requires that the affirmation be completed within 17 business days of the beginning of the calendar year. The MSRB uses information provided in Form A-12\, in part\, to communicate important information to registrants. A firm’s Primary Contact\, Optional Contact or Compliance Contact can make affirmations. If no updates to Form A-12 are required\, the appropriate individual can affirm the information by submitting the Form A-12 with no changes. If changes are required\, the appropriate individual should make the necessary updates and submit an amended Form A-12.
URL:https://www.legayelaw.com/calendar/msrb-first-day-of-form-a-12-annual-affirmation-period/
CATEGORIES:Compliance
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