SEC Approves Amendments to MSRB Rule G-26 on Customer Account Transfers
The Municipal Securities Rulemaking Board (MSRB) received approval from the Securities and Exchange Commission (SEC) on July 27, 2017, to amend MSRB G-26, on customer account transfers, to modernize the rule and promote a uniform customer account transfer standard for all brokers, dealers, municipal securities brokers and municipal securities dealers (collectively, "dealers"). The amendments will … Continue reading SEC Approves Amendments to MSRB Rule G-26 on Customer Account Transfers