Comment Period Ends: Concept Proposal to Restructure Qualification Examination Program

The comment period ends July 27, 2015 on FINRAs concept proposal to restructure the registered representative-level qualification examination program into a format whereby all potential representative-level registrants would take a general knowledge examination and an appropriate specialized knowledge examination to reflect their particular registered role. For purposes of the proposal, the general knowledge examination would  be … Continue reading Comment Period Ends: Concept Proposal to Restructure Qualification Examination Program

Copyright© 2024 The LeGaye Law Firm P.C.