LeGaye Law Firm - Financial & Regulatory Compliance
Tel: 281.367.2454
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9 events found.

SSOI

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  2. SSOI

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  • October 2024

  • Tue 29

    Quarterly Supplemental Statement of Income (SSOI) (Quarter ending 9/30/2024)

    October 29, 2024

    FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

  • January 2025

  • Thu 30

    Quarterly Supplemental Statement of Income (SSOI) (Quarter ending 12/31/2024)

    January 30, 2025

    FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

  • Thu 30

    Quarterly Supplemental Statement of Income (SSOI) (Quarter ending 12/31/2024)

    January 30, 2025

    FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

  • April 2025

  • Mon 28

    Quarterly Supplemental Statement of Income (SSOI) (Quarter ending 3/31/2025)

    April 28, 2025

    FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

  • July 2025

  • Tue 29

    Quarterly Supplemental Statement of Income (SSOI) (Quarter ending 6/30/2025)

    July 29, 2025

    FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

  • October 2025

  • Fri 24

    Quarterly Supplemental Statement of Income (SSOI) (Quarter ending 9/30/2025)

    October 24, 2025

    FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

  • January 2026

  • Fri 30

    Quarterly Supplemental Statement of Income (SSOI) (Quarter ending 12/31/2025)

    January 30

    FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

  • April 2026

  • Tue 28

    Quarterly Supplemental Statement of Income (SSOI) (Quarter ending 3/31/2026)

    April 28

    FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

  • July 2026

  • Wed 29

    Quarterly Supplemental Statement of Income (SSOI) (Quarter ending 6/30/2026)

    July 29

    FINRA Rule 4524 requires each member firm to file a Supplemental Statement of Income (“SSOI”) within 20 business days after the end of each calendar quarter via the FINRA Gateway. The SSOI is designed to provide FINRA with greater detail regarding firm’s revenue and expenses.

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