Chapters in Thomson Reuters Broker-Dealer Guide Co-Authored by LeGaye Law Firm
Thomson Reuters recently released an article based on its the newly updated “Practitioner’s Guide for Broker-Dealers,” a multi-chapter resource from Thomson Reuters Regulatory Intelligence. The guide provides up-to-date commentary on topics pertaining to broker-dealer regulatory issues and offers practitioner tips on dealing with these important issues on a day-to-day basis. Each chapter of the Broker-Dealer … Continue reading Chapters in Thomson Reuters Broker-Dealer Guide Co-Authored by LeGaye Law Firm