Tag Archives: Board of Govenors

FINRA Board of Governors Reviews Goals

The FINRA Board of Governors will meet for the first time in 2018. In keeping with their usual practice for the first meeting of the year, the Board will review … Continue reading FINRA Board of Governors Reviews Goals →

The annual meeting of FINRA firms will take place on or about Thursday, July 30, 2015, to elect one Small Firm Governor, one Mid-Size Firm Governor and one Large Firm … Continue reading FINRA Board of Governors Election: Petitions for Candidacy Due →

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