The session will cover the life-cycle of a trade from booking through its accounting on books and records. The session will also cover control environments around securities operations and will … Continue reading SIFMA FMS Fundamental Training Securities Operations
The SIFMA Internal Auditors Society (IAS) Annual Conference will examine how the Internal Audit, Risk Management and Compliance roles are evolving and responding to change and uncertainty on a global … Continue reading Internal Auditors Society Annual Conference
Join several hundred of your colleagues at the C&L Society Regional Seminar in New York City on November 2nd at the Marriott Marquis. This one day seminar will feature presentations … Continue reading C&L Society New York Regional Seminar
Registration is now open for the SIFMA 2016 Compliance & Legal Society Annual Seminar on March 13–16 at the Hilton Orlando Bonnet Creek. Compliance and legal professionals participate in SIFMA’s our interactive program with more than 65 dynamic panels and sessions that focus on the current regulatory and legal developments impacting the industry.