The Securities and Exchange Commission (“SEC”) has adopted an amendment to shorten the standard settlement cycle for most broker-dealer securities transactions by one business day (“T+2”).  Currently, the standard settlement … Continue reading SEC Adopts T+2 Settlement Cycle for Securities Transactions →

Based upon a public statement issued by SEC Commissioner Michael S. Piwowar and Commissioner Kara M. Stein earlier this week,  it appears that that the plan to move from a three-day … Continue reading T+2 Trade Settlement on Regulatory Horizon →