National Society of Compliance Professionals
Panel Information
Date: Thursday, April 11, 2011
Time: 3:45 – 5:00
Where: The Belo Mansion & Pavilion, 2101 Ross Avenue, Dallas, Texas 75201
BD Ethics – Code of Conduct
- ABA & State Bar Requirements for Attorneys to Report
- SEC Requirements for Self Reporting
- Practical tip for creation, distribution and analysis
- Use in Litigation and Investigations (What you say or don’t say can and will be used against you)