2011 NSCP Southern Regional Meeting – Dallas

National Society of Compliance Professionals

Panel Information
Date: Thursday, April 11, 2011
Time: 3:45 – 5:00
Where: The Belo Mansion & Pavilion, 2101 Ross Avenue, Dallas, Texas 75201

BD Ethics – Code of Conduct

  • ABA & State Bar Requirements for Attorneys to Report
  • SEC Requirements for Self Reporting
  • Practical tip for creation, distribution and analysis
  • Use in Litigation and Investigations (What you say or don’t say can and will be used against you)


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