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FINRA/SIFMA Senior Investor Conference

October 20, 2016 - October 21, 2016

Over the next 10-plus years, 10,000 Americans will turn 65 every day, with these investors accounting for more than 75 percent of financial assets in the United States. Seniors’ significant assets—and potential cognitive effects of the normal aging process—make them a target for exploitation and irreparable financial loss, even by people they trust. Protecting them is not only a challenge to both financial professionals and regulators, but a priority.

With this in mind, on October 20-21, FINRA and SIFMA are bringing together financial advisers, regulators, compliance officers, attorneys and academic experts for a joint conference dedicated to advancing efforts to protect our senior investors. This collaborative, day-and-a-half event focuses on strategies and solutions to help financial professionals strengthen their roles as the first lines of defense against threats to this vulnerable group of the investing public. Sample topics include:

  • Understanding the Aging Decision Maker;
  • Communicating With Elder Clients;
  • Training to Work With Aging Investors; plus
  • Opportunities to Ask the Experts Your Questions.

View the conference agenda with the session descriptions.


October 20, 2016
October 21, 2016
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Renaissance Washington D.C. Hotel
999 Ninth Street, NW
Washington, D.C., DC 20001 United States
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