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AICPA & SIFMA 2016 National Conference on the Securities Industry

October 19, 2016 - October 20, 2016

The National Conference on the Securities Industry , hosted by the American Institute of CPAs (AICPA) and SIFMA’s Financial Management Society, provides essential updates on evolving securities regulations and compliance requirements.

Hear from senior executives and regulatory policy-makers on October 19-20 in NYC as they discuss:

  • A chief executive’s view¬†of the securities industry
  • Industry developments in areas such as securities financing, blockchain technology and compliance examinations
  • An analyst’s view of the banking and securities industries
  • Recent and pending accounting and auditing pronouncements¬†from FASB and industry experts
  • PCAOB feedback on inspections of broker-dealer audits

The conference will also hold an open Q&A session with representatives from the SEC, FINRA, CFTC and NFA. CPE credits will be available for this conference.


October 19, 2016
October 20, 2016
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New York Law School
New York, NY United States + Google Map
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