- This event has passed.
AICPA & SIFMA 2016 National Conference on the Securities Industry
October 19, 2016 - October 20, 2016
The National Conference on the Securities Industry , hosted by the American Institute of CPAs (AICPA) and SIFMA’s Financial Management Society, provides essential updates on evolving securities regulations and compliance requirements.
Hear from senior executives and regulatory policy-makers on October 19-20 in NYC as they discuss:
- A chief executive’s view of the securities industry
- Industry developments in areas such as securities financing, blockchain technology and compliance examinations
- An analyst’s view of the banking and securities industries
- Recent and pending accounting and auditing pronouncements from FASB and industry experts
- PCAOB feedback on inspections of broker-dealer audits
The conference will also hold an open Q&A session with representatives from the SEC, FINRA, CFTC and NFA. CPE credits will be available for this conference.