2016 NSCP National Conference
- The NSCP National Conference offers unique educational opportunities to further the professional growth of compliance professionals: Broker-Dealers :: Investment Advisers :: Investment Companies :: Municipal Advisors :: Private Funds
- Workshops, labs, and forum discussions are led by experienced industry veterans sharing the practical implementation of compliance policies and procedures.
- Special offerings:
- 6 sessions focused on the new DOL rule and its application
- 18 specifically designed fundamental and advanced level sessions
- 5 essential skills training sessions and 2 leadership training sessions
- 63 breakout sessions
- 7 regulatory panels featuring speakers from the SEC, FINRA, MSRB and NFA
- Continuing Education Credits available
