Annual Firm Renewals – Submission of Post-Dated U5 and BR Termination Forms on CRD and or IARD
Beginning 10/13/2025 Firms may begin to submit post-dated Forms U5 and BR Closing / Withdrawal, which must be dated December 31, 2025.
6 events found.
Registration & Licensing
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Annual Firm Renewals – Submission of Post-Dated BDW and ADV-W Forms on CRD and or IARD
Beginning 11/3/2025 Firms may begin to submit post-dated Forms BDW and ADV-W, which must be dated December 31, 2025.
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Annual Firm Renewals – Preliminary Renewal Statements available on Web CRD/IARD
Beginning November 10, 2025, Preliminary Renewal Statements are available for viewing and printing through E-Bill on the CRD of IARD.
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Annual Firm Renewals – Deadline on Payments for Preliminary Renewal Statements
Deadline for receipt of Preliminary Statement payments. Firms with sufficient monies in their Flex-Funding Account will have funds automatically transferred to their Renewal Account to cover total renewal fees owed. … Continue reading Annual Firm Renewals – Deadline on Payments for Preliminary Renewal Statements
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Annual Firm Renewals – Deadline to Submit Form Filings on Web CRD or IARD
Final form filings must be submitted by 6 PM EST via Web CRD or IARD, and electronic funds transfers must be submitted by 3PM.
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Annual Firm Renewals – Final Renewal Statement Availability on CRD or IARD
Final Renewal Statements will be available online on either Web CRD or IARD. If you have a renewal overpayment. It will be automatically transferred to your daily account in conjunction … Continue reading Annual Firm Renewals – Final Renewal Statement Availability on CRD or IARD