Deadline for receipt of Preliminary Statement payments. Firms with sufficient monies in their Flex-Funding Account will have funds automatically transferred to their Renewal Account to cover total renewal fees owed. … Continue reading Annual Firm Renewals – Deadline on Payments for Preliminary Renewal Statements
Final form filings must be submitted by 6 PM EST via Web CRD or IARD, and electronic funds transfers must be submitted by 3PM.
Final Renewal Statements will be available online on either Web CRD or IARD. If you have a renewal overpayment. It will be automatically transferred to your daily account in conjunction … Continue reading Annual Firm Renewals – Final Renewal Statement Availability on CRD or IARD
Beginning 10/12/2026 Firms may begin submitting post-dated Forms U5 and BR Closing / Withdrawal, which must be dated December 31, 2026.
Beginning 11/2/2026 Firms may begin to submit post-dated Forms BDW and ADV-W, which must be dated December 31, 2026.
Beginning November 9, 2026, Preliminary Renewal Statements are available for viewing and printing through E-Bill on the CRD of IARD.
Deadline for receipt of Preliminary Statement payments. Firms with sufficient monies in their Flex-Funding Account will have funds automatically transferred to their Renewal Account to cover total renewal fees owed. … Continue reading Annual Firm Renewals – Deadline on Payments for Preliminary Renewal Statements
Final form filings must be submitted by 6 PM EST via Web CRD or IARD, and electronic funds transfers must be submitted by 3PM.
Final Renewal Statements will be available online on either Web CRD or IARD. If you have a renewal overpayment. It will be automatically transferred to your daily account in conjunction … Continue reading Annual Firm Renewals – Final Renewal Statement Availability on CRD or IARD
Deadline for the payment of Final Statements. Firms with sufficient monies in their Flex-Funding Account will have funds automatically transferred to their Renewal Account to cover total renewal fees owed. … Continue reading Annual Firm Renewals – Deadline for Payment Final Renewal Statement Payments