LeGaye Law Firm - Financial & Regulatory Compliance
Tel: 281.367.2454
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2 events found.

Registration & Licensing

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Events

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  • December 2025

  • Fri 26

    Annual Firm Renewals – Deadline to Submit Form Filings on Web CRD or IARD

    December 26, 2025

    Final form filings must be submitted by 6 PM EST via Web CRD or IARD, and electronic funds transfers must be submitted by 3PM.

  • January 2026

  • Fri 2

    Annual Firm Renewals – Final Renewal Statement Availability on CRD or IARD

    January 2

    Final Renewal Statements will be available online on either Web CRD or IARD. If you have a renewal overpayment. It will be automatically transferred to your daily account in conjunction … Continue reading Annual Firm Renewals – Final Renewal Statement Availability on CRD or IARD →

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