Loading Events

« All Events

  • This event has passed.

Comment Period Ends: Proposal to Amend FINRA Rule 8312

October 22, 2015 @ 8:00 am - 5:00 pm

The SEC has requests comment on a proposal to amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to reduce the 15-day waiting period for the release of information reported on Form U5 (Uniform Termination Notice for Securities Industry Registration) through BrokerCheck. The comment period expires October 22, 2015. See the Federal Register notice.


October 22, 2015
8:00 am - 5:00 pm
Event Category:
Event Tags:


View Organizer Website
Copyright© 2024 The LeGaye Law Firm P.C.