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Fixed Income Report Card Demonstrations
October 22, 2015 @ 2:00 pm - 4:00 pm
FINRA is hosting a WebEx presentation discussing new and updated fixed income-related Report Cards. This free session provides an overview of these Trade Reporting and Compliance Engine (TRACE) and municipal report cards, presents the features and benefits of each, and includes suggestions for how firms can use them to support their compliance activities. FINRA also highlights the implementation of a monthly member outreach program relating to report card statistics. Register for this event.