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District Compliance Meeting: Charlotte, NC – District 7 (Atlanta)
June 1, 2017 @ 9:00 am - 12:00 pm
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
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June 1, 2017 9 a.m. – 12 p.m. |
District Compliance Meeting |
Charlotte, NC Charlotte Convention Center |
Free | Register |
Topics:
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