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Effective Date: Amendments to FINRA Rule 2340 Regarding DPP and Unlisted REIT Securities

April 11, 2016

The SEC amendments to NASD Rule 2340 (Customer Account
Statements) become effective on April 11, 2016.  The amendments modify the requirements relating to the inclusion of per share  estimated values for direct participation program (DPP) and unlisted real  estate investment trust (REIT) securities on account statements, and to FINRA  Rule 2310 (Direct Participation Programs) to make corresponding changes to  the requirements applicable to members’ participation in public offerings of  DPP or REIT securities.

The amended rule text is available at   www.finra.org/notices/15-02.


April 11, 2016
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