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FINRA Compliance Boot Camp

April 14, 2016 @ 9:00 am - 1:00 pm

Compliance Boot Camp

FINRA’s  Compliance Boot Camps  provide a broad view of essential compliance concepts. Through a combination of self-study and classroom training, participants gain valuable insights on compliance activities for immediate application to the workplace.

Half-Day Compliance Boot Camps

Half-day Compliance Boot Camps focus on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.


April 14, 2016
9:00 am - 1:00 pm
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FINRA San Francisco district office
120 Kearney Street, Suite 2100
San Francisco, 94104
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