Loading Events

« All Events

  • This event has passed.

FINRA Compliance Boot Camp-New Jersey

August 11, 2016 @ 9:00 am - 1:30 pm

FINRA Half Day Compliance Boot Camp

Half-day Compliance Boot Camps focus on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.

Details

Date:
August 11, 2016
Time:
9:00 am - 1:30 pm
Event Categories:
,
Event Tags:
,
Website:
www.finra.org

Organizer

FINRA
Website:
www.finra.org

Venue

FINRA New Jersey District Office
581 Main Street - 7th Floor
Woodbridge, NJ 07095 United States
+ Google Map
Phone:
732-596-2000
Copyright© 2022 The LeGaye Law Firm P.C.