MSRB Requests Comments to Proposed Changes to C.E. Program

The Municipal Secuities Rulemaking Board ( MSRB) is seeking comments on proposed amendments to Rule G-3 , rule G-27, and Rule G-7 to require all associated persons primarily  engaged in municipal securities activities to participate in a minimum of one hour of Firm Element continuing education on municipal securities topics annually.  The MSRB has completed a comprehensive review of its testing and qualifications programs and is proposing several changes.

Comments should be submitted no later than January 13, 2014 and may be submitted in elecronic or paper form.

For further information, click:

www.msrb.org/~/media/Files/Regulatory-Notices/RFCs/2013-22.ashx